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Title: Exploitation from malicious PCI express peripherals
Author: Rothwell, Colin Lewis
ISNI:       0000 0004 7227 8271
Awarding Body: University of Cambridge
Current Institution: University of Cambridge
Date of Award: 2018
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The thesis of this dissertation is that, despite widespread belief in the security community, systems are still vulnerable to attacks from malicious peripherals delivered over the PCI Express (PCIe) protocol. Malicious peripherals can be plugged directly into internal PCIe slots, or connected via an external Thunderbolt connection. To prove this thesis, we designed and built a new PCIe attack platform. We discovered that a simple platform was insufficient to carry out complex attacks, so created the first PCIe attack platform that runs a full, conventional OS. To allows us to conduct attacks against higher-level OS functionality built on PCIe, we made the attack platform emulate in detail the behaviour of an Intel 82574L Network Interface Controller (NIC), by using a device model extracted from the QEMU emulator. We discovered a number of vulnerabilities in the PCIe protocol itself, and with the way that the defence mechanisms it provides are used by modern OSs. The principal defence mechanism provided is the Input/Output Memory Management Unit (IOMMU). The remaps the address space used by peripherals in 4KiB chunks, and can prevent access to areas of address space that a peripheral should not be able to access. We found that, contrary to belief in the security community, the IOMMUs in modern systems were not designed to protect against attacks from malicious peripherals, but to allow virtual machines direct access to real hardware. We discovered that use of the IOMMU is patchy even in modern operating systems. Windows effectively does not use the IOMMU at all; macOS opens windows that are shared by all devices; Linux and FreeBSD map windows into host memory separately for each device, but only if poorly documented boot flags are used. These OSs make no effort to ensure that only data that should be visible to the devices is in the mapped windows. We created novel attacks that subverted control flow and read private data against systems running macOS, Linux and FreeBSD with the highest level of relevant protection enabled. These represent the first use of the relevant exploits in each case. In the final part of this thesis, we evaluate the suitability of a number of proposed general purpose and specific mitigations against DMA attacks, and make a number of recommendations about future directions in IOMMU software and hardware.
Supervisor: Moore, Simon William ; Watson, Robert N. M. Sponsor: EPSRC ; ARM
Qualification Name: Thesis (Ph.D.) Qualification Level: Doctoral
Keywords: Computer Science ; PCIe ; IO ; DMA ; Computer Security ; FPGA ; Thunderbolt ; IOMMU ; Network Interface Controller ; Windows ; macOS ; Linux ; FreeBSD