Title:
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An evolutionary approach to human social behaviour : the case of smiling and laughing
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Living in large groups is, for many species, an adaptive solution to survival and
reproductive issues. It followed that in primates, and even more so humans,
communication evolved into a complex signalling system that includes language, nonverbal
vocalisations such as laughter, and facial expressions. A series of studies were
designed to address the function of smiling and laughter through an analysis of context
and consequences. First, naturalistic observations were conducted in areas where
people could be watched interacting in stable social groups. Focal sampling of men
and women allowed the recording of smiling and laughter frequencies, as well as other
interpersonal aspects such as talking and listening time, and body contacts. Smiles
were classified in two categories: spontaneous and forced. A test based on predictions
derived from three hypotheses (mate choice, social competition, and cooperation)
revealed that spontaneous smiling and laughter are likely to be involved in the
formation of cooperative relationships. A closer examination of dyadic interactions
revealed that smiling was related to talking and listening time, whereas female's
vocalised laughter positively affected the partner's speech output. Finally, smiling and
laughter rates increased the probability of observing affiliative body contacts between
individuals. A second set of studies investigated the possibility that smiling could (1)
advertise attributes relevant to the formation of social relationships, and (2) be a honest
signal of altruistic dispositions. The assessment of various traits was examined through
people's judgments of neutral and smiling photographs. Results showed that smiling
faces were perceived as being significantly more attractive, more generous, healthier,
more agreeable, more extroverted, and more open to experiences than their neutral
counterparts. Interestingly, men were influenced by smiling in a much larger extent
than women, particularly when smiling faces were female's. The rating study also
revealed that people who displayed smiles involving an emotional component
(Duchenne smiles) received higher scores on extroversion and generosity than people
who did not, indicating that people's ratings of sociability and generosity are sensitive
to facial movements that are not easy to produce on purpose. A final study investigated
the effect of bargaining contexts on smiling and laughter rates between friends.
Analysis of videotaped interactions showed that Duchenne smiling and vocalised
laughter were displayed at significantly higher rates when people were involved in the
sharing of material resources (as opposed to a control interaction). Moreover, data
confirmed that Duchenne smiling could be a reliable signal of altruism, as its
frequency of occurrence in the bargaining interaction was positively affected by
measures of altruism. Finally, results showed that smiling and laughter could advertise
personality traits as well as aspects of the relationship between sender and receiver. All
in all, the present thesis indicates that smiling and laughter could be used adaptively to
develop social alliances, and that this bonding process would entail the reliable
advertisement of evolutionarily relevant attributes. The relevance of smiling to a
behavioural style based on cooperation and prosocial activities is also discussed.
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