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Title: Signal processing methods for heart rate variability analysis
Author: Clifford, Gari D.
ISNI:       0000 0001 3559 0571
Awarding Body: University of Oxford
Current Institution: University of Oxford
Date of Award: 2002
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Heart rate variability (HRV), the changes in the beat-to-beat heart rate calculated from the electrocardiogram (ECG), is a key indicator of an individual's cardiovascular condition. Assessment of HRV has been shown to aid clinical diagnosis and intervention strategies. However, the variety of HRV estimation methods and contradictory reports in this field indicate that there is a need for a more rigorous investigation of these methods as aids to clinical evaluation. This thesis investigates the development of appropriate HRV signal processing techniques in the context of pilot studies in two fields of potential application, sleep and head-up tilting (HUT). A novel method for characterising normality in the ECG using both timing information and morphological characteristics is presented. A neural network, used to learn the beat-to-beat variations in ECG waveform morphology, is shown to provide a highly sensitive technique for identifying normal beats. Fast Fourier Transform (FFT) based frequency-domain HRV techniques, which require re-sampling of the inherently unevenly sampled heart beat time-series (RR tachogram) to produce an evenly sampled time series, are then explored using a new method for producing an artificial RR tachogram. Re-sampling is shown to produce a significant error in the estimation of an (entirely specified) artificial RR tachogram. The Lomb periodogram, a method which requires no re-sampling and is applicable to the unevenly sampled nature of the signal is investigated. Experiments demonstrate that the Lomb periodogram is superior to the FFT for evaluating HRV measured by the LF/HF-ratio, a ratio of the low to high frequency power in the RR tachogram within a specified band (0.04-0.4 Hz). The effect of adding artificial ectopic beats in the RR tachogram is then considered and it is shown that ectopic beats significantly alter the spectrum and therefore must be removed or replaced. Replacing ectopic beats by phantom beats is compared to the case of ectopic-realted RR interval removal for the FFT and Lomb methods for varying levels of ectopy. The Lomb periodogram is shown to provide a signficantly better estimate of the LF/HF- ratio under these conditions and is a robust method for measuring the LF/HF-ratio in the presence of (a possibly unknown number of) ectpoic beats or artefacts. The Lomb peridogram and FFT-based techniques are applied to a database of sleep apnoeic and normal subjects. A new method of assessing HRV during sleep is proposed to minimise the confounding effects on HRV of changes due to changing mental activity. Estimation of LF/HF-ratio using the Lomb technique is shown to separate these two patient groups more effectively than with FFT-based techniques. Results are also presented for the application of these methods to controlled (HUT) studies on subjects with syncope, an autonomic nervous system problem, which indicate that the techniques developed in this thesis may provide a method for differentiating between sub-classes of syncope.
Supervisor: Tarassenko, L. Sponsor: Not available
Qualification Name: Thesis (Ph.D.) Qualification Level: Doctoral
EThOS ID:  DOI: Not available
Keywords: Engineering & allied sciences ; Biomedical engineering ; heart rate variability ; signal processing ; Fast Fourier Transform ; Lomb periodogram